New York Stock Exchange to pay $4.5 mln to settle SEC charges

May 01 2014, 23:45 IST
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SummaryU.S. securities regulators charged the New York Stock Exchange on Thursday...

SEC's enforcement division.

Thursday's case differs from the one filed by the SEC against NYSE in 2012.

In that matter, the SEC charged NYSE will giving certain customers "an improper head start" on trading information due to software issues.

The exchange paid $5 million to settle that case.

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